In the constantly shifting regulatory environment of Financial Services, Traction Training is aimed at assisting Independent Financial Advisors in navigating the maze of requirements presented by current and pending legislation and providing IFAs with assistance and information to keep you on the road of independence.

Our mission is to provide you with interactive online training, updated regulatory and industry changes, assistance with industry related queries and requirements and consulting services. This online facility provides you with access to training material, webinars and information at your convenience, giving you the ability to focus on your business and add value to your clients.

Our training includes study material and personal assistance by a facilitator who will guide you through the material and answer any questions that you may have. Training covers both experienced Financial Advisors and those who are entering the industry for the first time. We also cater for administrative staff responsible for the compliance within the business. The initial training offers include study material and assistance for the Regulatory Examinations required by the FAIS Act (RE1, RE5 and RE3) as well as basic compliance training for administrative assistants and staff and new Financial advisors.

Other areas identified:

  • FAIS Awareness Training Library including FICA, TCF and Introduction to FAIS

  • Compliance Officer training for Cat I and Cat II

  • Supervision of Internal Compliance Officers

  • FICA updates

  • Annual Compliance Report assistance

  • Impending legislation aimed at the Financial Services Industry

  • Succession Planning

Please use the registration page to provide us with your details and we will be able to provide you with information specific to your business.